Jill Wittels - Jun 1, 2021 Form 4 Insider Report for EMAGIN CORP (EMAN)

Role
Director
Signature
/s/ Mark Koch, as Attorney-in-Fact
Stock symbol
EMAN
Transactions as of
Jun 1, 2021
Transactions value $
$1
Form type
4
Date filed
6/1/2021, 04:15 PM
Next filing
Jul 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Options Exercise $110K +51.3K +276.98% $2.14 69.8K Jun 1, 2021 Direct F1
transaction EMAN Common Stock Tax liability -$110K -27K -38.63% $4.07 42.8K Jun 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMAN Non-Qualified Stock Option (right to buy) Options Exercise $0 -51.3K -100% $0.00* 0 Jun 1, 2021 Common Stock 51.3K $2.14 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the exercise of options granted on 7/1/14, and set to expire on 7/1/21.
F2 Reflects 26,970 shares traded by the Issuer at the market price of $4.07 per share to fund the cashless exercise of 51,294 options at an exercise price of $2.14 per share.
F3 All shares underlying this option have vested.

Remarks:

The transactions reported in table I reflect the cashless exercise of stock options.