Jill Wittels - 01 Jun 2021 Form 4 Insider Report for EMAGIN CORP

Role
Director
Signature
/s/ Mark Koch, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Jun 2021
Net transactions value
+$1.26
Form type
4
Filing time
01 Jun 2021, 16:15:51 UTC
Next filing
06 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Options Exercise $109,769 +51,294 +277% $2.14 69,813 01 Jun 2021 Direct F1
transaction EMAN Common Stock Tax liability $109,768 -26,970 -39% $4.07 42,843 01 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMAN Non-Qualified Stock Option (right to buy) Options Exercise $0 -51,294 -100% $0.000000* 0 01 Jun 2021 Common Stock 51,294 $2.14 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the exercise of options granted on 7/1/14, and set to expire on 7/1/21.
F2 Reflects 26,970 shares traded by the Issuer at the market price of $4.07 per share to fund the cashless exercise of 51,294 options at an exercise price of $2.14 per share.
F3 All shares underlying this option have vested.

Remarks:

The transactions reported in table I reflect the cashless exercise of stock options.