Leonard J. Leblanc - 20 May 2021 Form 4 Insider Report for AXT INC (AXTI)

Role
Director
Signature
/s/ Lenoard J LeBlanc, by Power of Attorney
Issuer symbol
AXTI
Transactions as of
20 May 2021
Net transactions value
-$98,600
Form type
4
Filing time
24 May 2021, 18:01:32 UTC
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Award $0 +6,726 +3.8% $0.000000 184,654 20 May 2021 Direct F1
transaction AXTI Common Stock Sale $98,600 -10,000 -5.4% $9.86 174,654 21 May 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.