JESSE CHEN - 20 May 2021 Form 4 Insider Report for AXT INC (AXTI)

Role
Director
Signature
/s/ Jesse Chen, by Power of Attorney
Issuer symbol
AXTI
Transactions as of
20 May 2021
Net transactions value
$0
Form type
4
Filing time
24 May 2021, 17:59:46 UTC
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Award $0 +6,726 +7.2% $0.000000 99,782 20 May 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.