Thomas M. Wynne - May 14, 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
Senior Vice President and COO
Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Stock symbol
ARLP
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/18/2021, 09:04 AM
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common units 796K May 14, 2021 Direct F4
holding ARLP Common units 99.7K May 14, 2021 By Trust F5
holding ARLP Common units 251K May 14, 2021 By Wynne Family LP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1.03K +1.7% 61.5K May 14, 2021 Common unit 1.03K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable
F4 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F5 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F6 Units held by Wynne Family LP.