Charles R. Wesley - May 14, 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
Executive Vice President, Director
Signature
/s/ Charles R. Wesley III by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Stock symbol
ARLP
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/18/2021, 09:02 AM
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 1.04M May 14, 2021 Direct F4
holding ARLP Common unit 636K May 14, 2021 By Wesley Family LP F5
holding ARLP Common unit 716K May 14, 2021 By Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +2.29K +1.7% 137K May 14, 2021 Common unit 2.29K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1.
F2 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable.
F4 Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee.
F5 Units held by the Wesley Family LP, which Charles R. Wesley III is trustee.
F6 Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.