Brian Cantrell - May 14, 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
Senior VP and CFO
Signature
/s/ Brian Cantrell by Kenneth Hemm, pursuant to power of attorney dated April 10, 2013
Stock symbol
ARLP
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/18/2021, 08:57 AM
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 189K May 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +688 +1.7% 41.1K May 14, 2021 Common unit 688 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable