Andrew C. Petrik - 20 Sep 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
VP, CONTROLLER
Signature
By: Michelle Rankin For: Andrew C Petrik
Issuer symbol
CIEN
Transactions as of
20 Sep 2023
Net transactions value
-$15,875
Form type
4
Filing time
22 Sep 2023, 17:45:14 UTC
Previous filing
16 Aug 2023
Next filing
14 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $4,268 -89 -0.35% $47.96 25,276 20 Sep 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $3,549 -74 -0.29% $47.96 25,202 20 Sep 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $2,542 -53 -0.21% $47.96 25,149 20 Sep 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $5,515 -115 -0.46% $47.96 25,034 20 Sep 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.