Andrew Petrik - Sep 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
VP, CONTROLLER
Signature
By: Michelle Rankin For: Andrew C Petrik
Stock symbol
CIEN
Transactions as of
Sep 20, 2022
Transactions value $
-$12,702
Form type
4
Date filed
9/22/2022, 03:21 PM
Previous filing
Sep 19, 2022
Next filing
Oct 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$3.61K -89 -0.3% $40.58 29.1K Sep 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$3K -74 -0.25% $40.58 29K Sep 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$2.15K -53 -0.18% $40.58 29K Sep 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$3.94K -97 -0.33% $40.58 28.9K Sep 20, 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.