Andrew C. Petrik - 20 Sep 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
VP, CONTROLLER
Signature
By: Michelle Rankin For: Andrew C. Petrik
Issuer symbol
CIEN
Transactions as of
20 Sep 2021
Net transactions value
-$21,189
Form type
4
Filing time
22 Sep 2021, 14:22:51 UTC
Previous filing
22 Jun 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $4,600 -89 -0.26% $51.68 34,023 20 Sep 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $5,013 -97 -0.29% $51.68 33,926 20 Sep 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $7,752 -150 -0.44% $51.68 33,776 20 Sep 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $3,824 -74 -0.22% $51.68 33,702 20 Sep 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.