Stephen B. Alexander - Sep 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Technology Officer
Signature
By: Michelle Rankin For: Stephen B Alexander
Stock symbol
CIEN
Transactions as of
Sep 20, 2022
Transactions value $
-$43,218
Form type
4
Date filed
9/22/2022, 03:10 PM
Previous filing
Sep 19, 2022
Next filing
Oct 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$10.2K -252 -0.95% $40.58 26.3K Sep 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$7.39K -182 -0.69% $40.58 26.1K Sep 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$12.5K -307 -1.18% $40.58 25.8K Sep 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$13.1K -324 -1.26% $40.58 25.5K Sep 20, 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.