Stephen B Alexander - 20 Sep 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Technology Officer
Signature
By: Michelle Rankin For: Stephen B Alexander
Issuer symbol
CIEN
Transactions as of
20 Sep 2022
Net transactions value
-$43,218
Form type
4
Filing time
22 Sep 2022, 15:10:17 UTC
Previous filing
19 Sep 2022
Next filing
18 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $10,226 -252 -0.95% $40.58 26,283 20 Sep 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability $7,386 -182 -0.69% $40.58 26,101 20 Sep 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability $12,458 -307 -1.2% $40.58 25,794 20 Sep 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability $13,148 -324 -1.3% $40.58 25,470 20 Sep 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.