Stephen B Alexander - 20 Sep 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Technology Officer
Signature
By: Michelle Rankin For: Stephen B Alexander
Issuer symbol
CIEN
Transactions as of
20 Sep 2021
Net transactions value
-$71,318
Form type
4
Filing time
22 Sep 2021, 14:07:30 UTC
Previous filing
17 Sep 2021
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $25,737 -498 -0.7% $51.68 70,585 20 Sep 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $13,023 -252 -0.36% $51.68 70,333 20 Sep 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $16,744 -324 -0.46% $51.68 70,009 20 Sep 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $15,814 -306 -0.44% $51.68 69,703 20 Sep 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.