Stephen B Alexander - 20 Jun 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Technology Officer
Signature
By: Michelle Rankin For: Stephen B. Alexander
Issuer symbol
CIEN
Transactions as of
20 Jun 2021
Net transactions value
-$77,543
Form type
4
Filing time
22 Jun 2021, 12:40:35 UTC
Previous filing
16 Jun 2021
Next filing
16 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $14,150 -252 -0.32% $56.15 78,212 20 Jun 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $18,193 -324 -0.41% $56.15 77,888 20 Jun 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $17,238 -307 -0.39% $56.15 77,581 20 Jun 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $27,963 -498 -0.64% $56.15 77,083 20 Jun 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.