Carlos Alberini - 30 Jun 2021 Form 4 Insider Report for GUESS INC (GES)

Role
CEO and Director, Director
Signature
/s/Jason T. Miller (Attorney-in-fact)
Issuer symbol
GES
Transactions as of
30 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jul 2021, 18:01:13 UTC
Next filing
19 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GES Common Stock 485,456 30 Jun 2021 Direct F1
holding GES Common Stock 208,410 30 Jun 2021 by Family Trust F2
holding GES Common Stock 321,943 30 Jun 2021 by Family Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GES Performance Share Units Award $0 +300,000 $0.000000 300,000 30 Jun 2021 Common Stock 300,000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,172 shares acquired under a tax conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
F2 Shares are held by Alberini Family LLC.
F3 Shares are held by Carlos and Andrea Alberini Trust.
F4 Each Performance Share Unit (PSU) represents a contingent right to receive one share of Guess, Inc. common stock.
F5 The PSU Award is subject to certain performance based vesting requirements tied to the growth in the Companys stock price. Vesting is based in 25% increments upon GES common stock achieving a market price of $35, $40, $45, and $50 per share on or by June 30 of 2022, 2023, 2024 and 2025, respectively. The performance requirement is satisfied for each tranche if the stock price hurdle is achieved at any point prior to July 1, 2025. Stock price for purposes of determining achievement is the trailing 15 trading day average closing stock price (plus dividends paid during the applicable period).