Carlos Alberini - Jun 30, 2021 Form 4 Insider Report for GUESS INC (GES)

Role: CEO and Director, Director
Signature: /s/Jason T. Miller (Attorney-in-fact)
Stock symbol: GES
Transactions as of: Jun 30, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/2/2021, 06:01 PM
Next filing: Jul 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GES	Common Stock						485K	Jun 30, 2021	Direct	F1
holding	GES	Common Stock						208K	Jun 30, 2021	by Family Trust	F2
holding	GES	Common Stock						322K	Jun 30, 2021	by Family Trust	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GES	Performance Share Units	Award	$0	+300K		$0.00	300K	Jun 30, 2021	Common Stock	300K		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 1,172 shares acquired under a tax conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
F2	Shares are held by Alberini Family LLC.
F3	Shares are held by Carlos and Andrea Alberini Trust.
F4	Each Performance Share Unit (PSU) represents a contingent right to receive one share of Guess, Inc. common stock.
F5	The PSU Award is subject to certain performance based vesting requirements tied to the growth in the Companys stock price. Vesting is based in 25% increments upon GES common stock achieving a market price of $35, $40, $45, and $50 per share on or by June 30 of 2022, 2023, 2024 and 2025, respectively. The performance requirement is satisfied for each tranche if the stock price hurdle is achieved at any point prior to July 1, 2025. Stock price for purposes of determining achievement is the trailing 15 trading day average closing stock price (plus dividends paid during the applicable period).