| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Prasad Arjun | Chief Commercial Officer | C/O COMPASS THERAPEUTICS, INC., 80 GUEST STREET, SUITE 601, BOSTON | /s/ Neil Lerner, Attorney-in-fact | 05 Jan 2026 | 0002102138 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMPX | STOCK OPTION (RIGHT TO BUY) | Award | $0 | +1,000,000 | $0.000000 | 1,000,000 | 02 Jan 2026 | COMMON STOCK | 1,000,000 | $5.17 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | The options were granted pursuant to the Compass Therapeutics, Inc. 2025 Inducement Plan as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4). |
| F2 | The options will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on January 2, 2027, with the remaining 75% vesting in 36 substantially equal monthly installments thereafter. |