| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Anderman Jonathan | General Counsel | C/O COMPASS THERAPEUTICS, INC., 80 GUEST STREET, SUITE 601, BOSTON | /s/ Neil Lerner, attorney-in-fact | 05 Jan 2026 | 0002032625 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMPX | Common Stock | Award | $775,500 | +150,000 | +714% | $5.17 | 171,000 | 02 Jan 2026 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMPX | Stock Option (Right to Buy) | Award | $0 | +720,000 | $0.000000 | 720,000 | 02 Jan 2026 | Common Stock | 720,000 | $5.17 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027. |
| F2 | 150,000 of the shares represents unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027. |
| F3 | The options vest over 48 substantially equal monthly installments starting February 2, 2026. |