Barry Shin - Dec 9, 2024 Form 4 Insider Report for Compass Therapeutics, Inc. (CMPX)

Role
CFO
Signature
/s/ Neil Lerner, Attorney-in-fact
Stock symbol
CMPX
Transactions as of
Dec 9, 2024
Transactions value $
$660,000
Form type
4
Date filed
12/10/2024, 02:02 PM
Previous filing
Oct 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPX Common Stock Award $660K +400K $1.65 400K Dec 9, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPX Stock Option (Right to Buy) Award $0 +400K $0.00 400K Dec 9, 2024 Common Stock 400K $1.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSU") granted to the reporting person on December 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on December 9, 2025.
F2 The options vest as follows: 25% on December 9, 2025, with the remaining over 36 substantially equal monthly installments starting January 9, 2026.