Neil Lerner - 09 Dec 2024 Form 3 Insider Report for Compass Therapeutics, Inc. (CMPX)

Role
VP Finance
Signature
/s/ Neil Lerner
Issuer symbol
CMPX
Transactions as of
09 Dec 2024
Net transactions value
$0
Form type
3
Filing time
10 Dec 2024, 14:00:13 UTC
Next filing
13 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPX Common Stock 300,000 09 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 90,000 $5.00 Direct F1
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 40,000 $3.50 Direct F2
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 85,000 $3.83 Direct F3
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 50,000 $2.40 Direct F4
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 80,000 $3.93 Direct F5
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 60,000 $1.57 Direct F6
holding CMPX Stock Option (right to buy) 09 Dec 2024 Common Stock 175,000 $1.20 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest as follows: 25% on November 30, 2021, with the remaining over 36 substantially equal monthly installments starting December 30, 2021.
F2 The options vest over 48 substantially equal monthly installments starting October 24, 2021.
F3 The options vest over 48 substantially equal monthly installments starting December 16, 2021.
F4 The options vest over 48 substantially equal monthly installments starting March 18, 2022.
F5 The options vest over 48 substantially equal monthly installments starting March 8, 2023.
F6 The options vest over 48 substantially equal monthly installments starting March 9, 2024.
F7 The options vest over 48 substantially equal monthly installments starting September 13, 2024.