Jonathan Anderman - 01 Aug 2024 Form 3 Insider Report for Compass Therapeutics, Inc. (CMPX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
09 Aug 2024, 16:07:16 UTC
Next SEC filing
14 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Neil Lerner, attorney-in-fact

Key filing fact

Jonathan Anderman filed Form 3 for Compass Therapeutics, Inc. (CMPX) on 09 Aug 2024.

Key facts

  • This page summarizes Jonathan Anderman's Form 3 filing for Compass Therapeutics, Inc. (CMPX).
  • 0 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 09 Aug 2024, 16:07.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,000
Date
01 Aug 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPX holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
130,000
Exercise price
$4.05
Footnotes
F1
CMPX holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
85,000
Exercise price
$3.83
Footnotes
F2
CMPX holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$2.40
Footnotes
F3
CMPX holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
80,000
Exercise price
$3.93
Footnotes
F4
CMPX holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
80,000
Exercise price
$1.57
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The options vest as follows: 25% on August 30, 2022, with the remaining over 36 substantially equal monthly installments starting September 30, 2022.

Footnote F2

The options vest over 48 substantially equal monthly installments starting December 16, 2021.

Footnote F3

The options vest over 48 substantially equal monthly installments starting March 18, 2022.

Footnote F4

The options vest over 48 substantially equal monthly installments starting March 8, 2023.

Footnote F5

The options vest over 48 substantially equal monthly installments starting March 9, 2024.

SEC remarks

Exhibit 24 - Power of Attorney

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