Anne Nunes - 11 Mar 2024 Form 4 Insider Report for Anika Therapeutics, Inc. (ANIK)

Role
SVP, Chief Operations Officer
Signature
/s/ Anne Nunes
Issuer symbol
ANIK
Transactions as of
11 Mar 2024
Net transactions value
-$44,001
Form type
4
Filing time
12 Mar 2024, 20:02:39 UTC
Previous filing
03 Oct 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANIK Common Stock Options Exercise $0 +3,295 +47% $0.000000 10,245 11 Mar 2024 Direct F1, F2, F3
transaction ANIK Common Stock Tax liability $24,607 -968 -9.4% $25.42 9,277 11 Mar 2024 Direct F4, F5
transaction ANIK Common Stock Options Exercise $0 +2,561 +28% $0.000000 11,838 11 Mar 2024 Direct F6
transaction ANIK Common Stock Tax liability $19,394 -752 -6.4% $25.79 11,086 11 Mar 2024 Direct F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANIK Restricted Stock Unit Options Exercise $0 -3,295 -33% $0.000000 6,591 11 Mar 2024 Common Stock 3,295 $0.000000 Direct F9
transaction ANIK Restricted Stock Unit Options Exercise $0 -2,561 -50% $0.000000 2,561 11 Mar 2024 Common Stock 2,561 $0.000000 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the first vesting installment of RSUs granted on March 9, 2023.
F2 Reflects the corrected Amount of Shares Beneficially Owned under Table I, Column 2 as reported in Form 3/A filed by the Reporting Person on January 12, 2024.
F3 Includes 414 shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan on November 14, 2023.
F4 Reflects an aggregate of 968 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024.
F5 Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations.
F6 Reflects the second vesting installment of RSUs granted on March 11, 2022.
F7 Reflects an aggregate of 752 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 11, 2024.
F8 Reflects the closing price of ANIK common stock on March 11, 2024, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
F9 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024.
F10 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 11, 2023.