Anne Nunes - Mar 11, 2024 Form 4 Insider Report for Anika Therapeutics, Inc. (ANIK)

Role
SVP, Chief Operations Officer
Signature
/s/ Anne Nunes
Stock symbol
ANIK
Transactions as of
Mar 11, 2024
Transactions value $
-$44,001
Form type
4
Date filed
3/12/2024, 08:02 PM
Previous filing
Oct 3, 2023
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANIK Common Stock Options Exercise $0 +3.3K +47.41% $0.00 10.2K Mar 11, 2024 Direct F1, F2, F3
transaction ANIK Common Stock Tax liability -$24.6K -968 -9.45% $25.42 9.28K Mar 11, 2024 Direct F4, F5
transaction ANIK Common Stock Options Exercise $0 +2.56K +27.61% $0.00 11.8K Mar 11, 2024 Direct F6
transaction ANIK Common Stock Tax liability -$19.4K -752 -6.35% $25.79 11.1K Mar 11, 2024 Direct F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANIK Restricted Stock Unit Options Exercise $0 -3.3K -33.33% $0.00 6.59K Mar 11, 2024 Common Stock 3.3K $0.00 Direct F9
transaction ANIK Restricted Stock Unit Options Exercise $0 -2.56K -50% $0.00 2.56K Mar 11, 2024 Common Stock 2.56K $0.00 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the first vesting installment of RSUs granted on March 9, 2023.
F2 Reflects the corrected Amount of Shares Beneficially Owned under Table I, Column 2 as reported in Form 3/A filed by the Reporting Person on January 12, 2024.
F3 Includes 414 shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan on November 14, 2023.
F4 Reflects an aggregate of 968 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024.
F5 Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations.
F6 Reflects the second vesting installment of RSUs granted on March 11, 2022.
F7 Reflects an aggregate of 752 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 11, 2024.
F8 Reflects the closing price of ANIK common stock on March 11, 2024, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
F9 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024.
F10 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 11, 2023.