Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ANIK | Common Stock | Options Exercise | $0 | +14.4K | +19.61% | $0.00 | 88K | Mar 9, 2023 | Direct | F1, F2 |
transaction | ANIK | Common Stock | Tax liability | -$114K | -4.23K | -4.81% | $26.91 | 83.7K | Mar 9, 2023 | Direct | F3, F4 |
holding | ANIK | Common Stock | 11.7K | Mar 9, 2023 | Revocable Trust | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ANIK | Restricted Stock Unit | Award | $0 | +60K | $0.00 | 60K | Mar 9, 2023 | Common Stock | 60K | $0.00 | Direct | F6 | |
transaction | ANIK | Stock Option (Right to Buy) | Award | $0 | +131K | $0.00 | 131K | Mar 9, 2023 | Common Stock | 131K | $29.60 | Direct | F7, F8 | |
transaction | ANIK | Restricted Stock Unit | Options Exercise | $0 | -14.4K | -50% | $0.00 | 14.4K | Mar 9, 2023 | Common Stock | 14.4K | $0.00 | Direct | F9 |
Id | Content |
---|---|
F1 | Reflects the second vesting installment of Restricted Stock Units (RSUs) granted on March 9, 2021. |
F2 | Includes the following shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan: 540 shares purchased on May 13, 2022 and 178 shares purchased on November 14, 2022. |
F3 | Reflects an aggregate of 4,232 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2023. |
F4 | Reflects the closing price of ANIK common stock on March 9, 2023, the trading day on which the vesting of RSUs gave rise to tax withholding obligations. |
F5 | Consists of shares transferred by Dr. Blanchard to The Cheryl R. Blanchard Amended and Restated Revocable Trust dated December 19, 2014, of which Dr. Blanchard is a beneficiary and the sole trustee. |
F6 | Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024. |
F7 | Represents a 10% premium above the closing price of Anika's common stock on the date of grant. |
F8 | The premium priced stock options vest in three equal annual installments beginning on March 9, 2024. |
F9 | Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022. |