Thomas Finnerty - Feb 25, 2022 Form 4 Insider Report for Anika Therapeutics, Inc. (ANIK)

Role
EVP, Human Resources
Signature
/s/ Thomas Finnerty
Stock symbol
ANIK
Transactions as of
Feb 25, 2022
Transactions value $
-$55,039
Form type
4
Date filed
2/28/2022, 03:59 PM
Previous filing
Feb 11, 2022
Next filing
Mar 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANIK Common Stock Options Exercise $0 +2.83K +15.17% $0.00 21.5K Feb 25, 2022 Direct F1
transaction ANIK Common Stock Tax liability -$26.7K -832 -3.87% $32.13 20.7K Feb 25, 2022 Direct F2, F3
transaction ANIK Common Stock Options Exercise $0 +3K +14.51% $0.00 23.7K Feb 26, 2022 Direct F4
transaction ANIK Common Stock Tax liability -$28.3K -881 -3.72% $32.13 22.8K Feb 26, 2022 Direct F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANIK Restricted Stock Unit Options Exercise $0 -2.83K -50.01% $0.00 2.83K Feb 25, 2022 Common Stock 2.83K $0.00 Direct F6
transaction ANIK Restricted Stock Unit Options Exercise $0 -3K -100% $0.00* 0 Feb 26, 2022 Common Stock 3K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the second vesting installment of Restricted Stock Units (RSUs) granted on February 25, 2020.
F2 Reflects an aggregate of 832 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 25, 2022.
F3 Reflects the closing price of ANIK common stock on February 25, 2022, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
F4 Reflects the third vesting installment of RSUs granted on February 26, 2019.
F5 Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2022.
F6 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.
F7 Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.