| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Options Exercise | $263K | +10.5K | $25.01 | 7.4K | 01 Feb 2024 | Direct | F1 | |
| transaction | SCHW | Common Stock | Sale | -$472K | -7.59K | -4.34% | $62.25 | 167K | 01 Feb 2024 | by Trust | F1, F2 |
| holding | SCHW | Common Stock | 50.6K | 01 Feb 2024 | by Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Nonqualified Stock Option (right to buy) | Options Exercise | $0 | -10.5K | -100% | $0.00* | 0 | 01 Feb 2024 | Common Stock | 10.5K | $25.01 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Reflects the contribution of 10,511 shares received upon exercise of the option to a trust. |
| F2 | The transaction was executed in multiple trades at prices ranging from $62.19 to $62.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 19, 2015, (ii) 25% on May 19, 2016, and (iii) 50% on May 19, 2017. |