Matt Gonzalez - 29 Mar 2023 Form 4/A - Amendment Insider Report for Marygold Companies, Inc. (MGLD)

Role
Director
Signature
/s/ Matt Gonzalez
Issuer symbol
MGLD
Transactions as of
29 Mar 2023
Net transactions value
+$17,800
Form type
4/A - Amendment
Filing time
12 Dec 2024, 17:37:57 UTC
Date Of Original Report
12 Dec 2024
Next filing
10 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MGLD Common Stock Award $5,000 +2,924 $1.71 2,924 29 Mar 2023 Direct F1
transaction MGLD Common Stock Award $5,000 +3,623 +128% $1.38 6,444 06 Dec 2024 Direct F2
transaction MGLD Common Stock Award $4,999 +3,378 +52% $1.48 9,925 09 Dec 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MGLD Series B, Convertible, Voting, Preferred Stock Options Exercise $2,801 +11,670 $0.2400 11,670 08 Sep 2010 Common Stock 233,400 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.
F2 Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.
F3 Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.
F4 The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.