| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CVLT | Common Stock | Tax liability | $238,786 | -3,761 | -3.6% | $63.49 | 101,174 | 17 May 2023 | Direct | F1 |
| transaction | CVLT | Common Stock | Sale | $143,666 | -2,235 | -2.2% | $64.28 | 98,939 | 18 May 2023 | Direct | F2 |
| transaction | CVLT | Common Stock | Tax liability | $107,063 | -1,654 | -1.7% | $64.73 | 97,285 | 18 May 2023 | Direct | F1 |
| transaction | CVLT | Common Stock | Sale | $64,812 | -982 | -1% | $66.00 | 96,303 | 19 May 2023 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. |
| F2 | The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $64.28. |
| F3 | The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported represents all shares sold at $66.00 |