Erwin A. Rubenstein - Dec 31, 2021 Form 5 Insider Report for Sterling Bancorp, Inc. (SBT)

Role
10%+ Owner
Signature
Erwin A. Rubenstein, by Sean Jensen, Attorney-in-Fact
Stock symbol
SBT
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
7/1/2022, 05:20 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBT Common Stock Other $0 0 0% $0.00* 12.1M Aug 5, 2021 Family Co-Trustee F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Rubenstein was the sole Family Trustee of K.I.S.S. Dynasty Trust No. 9, now known as the K.I.S.S. Dynasty Trust No. 9 dated March 2,2022 (the "Trust"). These shares represent the shares of Common Stock of Sterling Bancorp, Inc.(the "Common Stock") owned by the Trust. On August 5, 2021, Mr. J. Thomas MacFarlane was appointed as a Family Co-Trustee of the Trust. Mr. MacFarlane and Mr. Rubenstein share investment and voting power over the shares of Common Stock held by the Trust. Mr. Rubenstein has no pecuniary interest in the Common Stock held by the Trust, and disclaims beneficial ownership of such Common Stock.
F2 Form 4 Transactions Reported.
F3 Amendment filed on 2-12-2021.