Vikram Jog - 22 Feb 2022 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Financial Officer
Signature
/s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
22 Feb 2022
Net transactions value
-$10,226
Form type
4
Filing time
24 Feb 2022, 16:17:08 UTC
Previous filing
25 Jan 2022
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2,251 +1.7% $0.000000 132,408 22 Feb 2022 Direct
transaction LAB Common Stock Options Exercise $0 +2,237 +1.7% $0.000000 134,645 22 Feb 2022 Direct
transaction LAB Common Stock Options Exercise $0 +2,391 +1.8% $0.000000 137,036 22 Feb 2022 Direct
transaction LAB Common Stock Tax liability $10,226 -2,825 -2.1% $3.62 134,211 22 Feb 2022 Direct
holding LAB Common Stock 52,061 22 Feb 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2,251 -50% $0.000000 2,251 22 Feb 2022 Common Stock 2,251 Direct F2, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2,237 -20% $0.000000 8,948 22 Feb 2022 Common Stock 2,237 Direct F2, F4
transaction LAB Restricted Stock Units Options Exercise $0 -2,391 -11% $0.000000 19,126 22 Feb 2022 Common Stock 2,391 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F4 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.