Bradley Allen Kreger - 20 Nov 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
SVP, Global Operations
Signature
/s/ Bradley Kreger by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 Nov 2021
Net transactions value
-$12,033
Form type
4
Filing time
24 Nov 2021, 17:45:35 UTC
Previous filing
24 Aug 2021
Next filing
25 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +3,125 +3.8% $0.000000 84,793 20 Nov 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,236 +2.6% $0.000000 87,029 20 Nov 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,390 +2.7% $0.000000 89,419 20 Nov 2021 Direct
transaction LAB Common Stock Tax liability $12,033 -2,680 -3% $4.49 86,739 20 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -3,125 -33% $0.000000 6,250 20 Nov 2021 Common Stock 3,125 Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -2,236 -17% $0.000000 11,185 20 Nov 2021 Common Stock 2,236 Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2,390 -10% $0.000000 21,517 20 Nov 2021 Common Stock 2,390 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.