Vikram Jog - 20 Nov 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Financial Officer
Signature
/s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 Nov 2021
Net transactions value
-$10,677
Form type
4
Filing time
24 Nov 2021, 17:44:48 UTC
Previous filing
24 Aug 2021
Next filing
25 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2,251 +1.8% $0.000000 127,909 20 Nov 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,236 +1.7% $0.000000 130,145 20 Nov 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,390 +1.8% $0.000000 132,535 20 Nov 2021 Direct
transaction LAB Common Stock Tax liability $10,677 -2,378 -1.8% $4.49 130,157 20 Nov 2021 Direct
holding LAB Common Stock 52,061 20 Nov 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2,251 -33% $0.000000 4,502 20 Nov 2021 Common Stock 2,251 Direct F2, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2,236 -17% $0.000000 11,185 20 Nov 2021 Common Stock 2,236 Direct F2, F4
transaction LAB Restricted Stock Units Options Exercise $0 -2,390 -10% $0.000000 21,517 20 Nov 2021 Common Stock 2,390 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F4 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.