Vikram Jog - Nov 20, 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Financial Officer
Signature
/s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact
Stock symbol
LAB
Transactions as of
Nov 20, 2021
Transactions value $
-$10,677
Form type
4
Date filed
11/24/2021, 05:44 PM
Previous filing
Aug 24, 2021
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2.25K +1.79% $0.00 128K Nov 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2.24K +1.75% $0.00 130K Nov 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2.39K +1.84% $0.00 133K Nov 20, 2021 Direct
transaction LAB Common Stock Tax liability -$10.7K -2.38K -1.79% $4.49 130K Nov 20, 2021 Direct
holding LAB Common Stock 52.1K Nov 20, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2.25K -33.33% $0.00 4.5K Nov 20, 2021 Common Stock 2.25K Direct F2, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2.24K -16.66% $0.00 11.2K Nov 20, 2021 Common Stock 2.24K Direct F2, F4
transaction LAB Restricted Stock Units Options Exercise $0 -2.39K -10% $0.00 21.5K Nov 20, 2021 Common Stock 2.39K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F4 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.