Nicholas Khadder - Aug 20, 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
SVP, Gen. Counsel & Secretary
Signature
/s/ Nicholas Khadder
Stock symbol
LAB
Transactions as of
Aug 20, 2021
Transactions value $
-$13,145
Form type
4
Date filed
8/24/2021, 07:09 PM
Previous filing
May 24, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +4.06K +5.41% $0.00 79.2K Aug 20, 2021 Direct F1
transaction LAB Common Stock Tax liability -$13.1K -2.01K -2.54% $6.53 77.2K Aug 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -4.06K -8.33% $0.00 44.7K Aug 20, 2021 Common Stock 4.06K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,057 shares purchased on May 28, 2021 under the Company's 2017 Employee Stock Purchase Plan.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On May 23, 2020, the Reporting Person was granted 65,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.