Vikram Jog - 20 May 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Financial Officer
Signature
/s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 May 2021
Net transactions value
-$99,023
Form type
4
Filing time
24 May 2021, 16:08:34 UTC
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2,251 +2.6% $0.000000 89,469 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,237 +2.5% $0.000000 91,706 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,390 +2.6% $0.000000 94,096 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +45,000 +48% $0.000000 139,096 20 May 2021 Direct
transaction LAB Common Stock Tax liability $99,023 -17,939 -13% $5.52 121,157 20 May 2021 Direct
holding LAB Common Stock 52,061 20 May 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2,251 -20% $0.000000 9,004 20 May 2021 Common Stock 2,251 Direct F2, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2,237 -13% $0.000000 15,658 20 May 2021 Common Stock 2,237 Direct F2, F4
transaction LAB Restricted Stock Units Options Exercise $0 -2,390 -8.3% $0.000000 26,298 20 May 2021 Common Stock 2,390 Direct F2, F5
transaction LAB Restricted Stock Units Options Exercise $0 -45,000 -50% $0.000000 45,000 20 May 2021 Common Stock 45,000 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F4 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F6 On May 23, 2020, the Reporting Person was granted 90,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023.