Colin McCracken - 20 May 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Commercial Officer
Signature
/s/ Colin McCracken by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 May 2021
Net transactions value
-$199,200
Form type
4
Filing time
24 May 2021, 16:08:16 UTC
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2,598 +10% $0.000000 28,503 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +1,532 +5.4% $0.000000 30,035 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2,390 +8% $0.000000 32,425 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +60,000 +185% $0.000000 92,425 20 May 2021 Direct
transaction LAB Common Stock Tax liability $199,200 -36,087 -39% $5.52 56,338 20 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2,598 -11% $0.000000 20,782 20 May 2021 Common Stock 2,598 Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -1,532 -11% $0.000000 12,250 20 May 2021 Common Stock 1,532 Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2,390 -8.3% $0.000000 26,298 20 May 2021 Common Stock 2,390 Direct F1, F4
transaction LAB Restricted Stock Units Options Exercise $0 -60,000 -50% $0.000000 60,000 20 May 2021 Common Stock 60,000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On March 10, 2019, the Reporting Person was granted 41,564 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On April 30, 2019, the Reporting Person was granted 24,500 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On May 23, 2020, the Reporting Person was granted 120,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023.