Colin McCracken - May 20, 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
Chief Commercial Officer
Signature
/s/ Colin McCracken by Nicholas Khadder, Attorney-in-Fact
Stock symbol
LAB
Transactions as of
May 20, 2021
Transactions value $
-$199,200
Form type
4
Date filed
5/24/2021, 04:08 PM
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +2.6K +10.03% $0.00 28.5K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +1.53K +5.37% $0.00 30K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2.39K +7.96% $0.00 32.4K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +60K +185.04% $0.00 92.4K May 20, 2021 Direct
transaction LAB Common Stock Tax liability -$199K -36.1K -39.04% $5.52 56.3K May 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -2.6K -11.11% $0.00 20.8K May 20, 2021 Common Stock 2.6K Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -1.53K -11.12% $0.00 12.3K May 20, 2021 Common Stock 1.53K Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2.39K -8.33% $0.00 26.3K May 20, 2021 Common Stock 2.39K Direct F1, F4
transaction LAB Restricted Stock Units Options Exercise $0 -60K -50% $0.00 60K May 20, 2021 Common Stock 60K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On March 10, 2019, the Reporting Person was granted 41,564 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On April 30, 2019, the Reporting Person was granted 24,500 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On May 23, 2020, the Reporting Person was granted 120,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023.