William A. Owens - 16 May 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ William A. Owens
Issuer symbol
KNW
Transactions as of
16 May 2023
Net transactions value
+$39,496
Form type
4
Filing time
22 May 2023, 16:00:15 UTC
Previous filing
16 Mar 2023
Next filing
12 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Options Exercise $39,496 +157,983 +24% $0.2500 812,703 16 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Warrant to Purchase Common Stock Options Exercise $0 -157,983 -100% $0.000000* 0 16 May 2023 Common Stock 200,000 $0.2500 Direct F1, F4
holding KNW Warrant to Purchase Common Stock 20,000 16 May 2023 Common Stock 20,000 $1.53 Direct F1, F2
holding KNW Warrant to Purchase Common Stock 31,250 16 May 2023 Common Stock 31,250 $0.000000 Direct
holding KNW Warrant to Purchase Common Stock 20,000 16 May 2023 Common Stock 20,000 $1.70 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price subject to adjustment.
F2 The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F3 The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.
F4 Remaining 42,017 warrant shares were forfeited.