Ichiro John Paul Takesako - 24 Mar 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ Ichiro John Paul Takesako
Issuer symbol
KNW
Transactions as of
24 Mar 2023
Net transactions value
-$32,028
Form type
4
Filing time
20 Apr 2023, 16:15:34 UTC
Previous filing
10 Apr 2023
Next filing
12 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Sale $4,398 -5,000 -8.9% $0.8795 51,000 24 Mar 2023 Direct
transaction KNW Common Stock Sale $4,620 -5,000 -9.8% $0.9240 46,000 27 Mar 2023 Direct
transaction KNW Common Stock Sale $4,496 -5,000 -11% $0.8993 41,000 28 Mar 2023 Direct
transaction KNW Common Stock Sale $4,506 -5,000 -12% $0.9011 36,000 29 Mar 2023 Direct
transaction KNW Common Stock Sale $6,183 -7,120 -20% $0.8684 28,880 30 Mar 2023 Direct
transaction KNW Common Stock Sale $1,225 -1,380 -4.8% $0.8876 27,500 30 Mar 2023 Direct
transaction KNW Common Stock Sale $6,601 -7,500 -27% $0.8801 20,000 31 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KNW Option to Purchase Common Stock 52,500 24 Mar 2023 Common Stock 52,500 $1.10 Direct F1
holding KNW Warrant to Purchase Common Stock 20,000 24 Mar 2023 Common Stock 20,000 $1.53 Direct F2, F3
holding KNW Warrant to Purchase Common Stock 20,000 24 Mar 2023 Common Stock 20,000 $1.70 Direct F4
holding KNW Option to Purchase Common Stock 25,000 24 Mar 2023 Common Stock 25,000 $1.24 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option shares vest immediately.
F2 Price subject to adjustment.
F3 The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F4 The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.