Leonardo M. Trautwein - 15 Mar 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Chief Marketing Officer
Signature
/s/ Leonardo M. Trautwein
Issuer symbol
KNW
Transactions as of
15 Mar 2023
Net transactions value
+$5,039
Form type
4
Filing time
16 Mar 2023, 09:01:06 UTC
Previous filing
13 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Purchase $5,039 +6,000 +43% $0.8399 19,980 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KNW Option to Purchase Common Stock 200,000 15 Mar 2023 Common Stock 200,000 $2.04 Direct F1
holding KNW Option to Purchase Common Stock 100,000 15 Mar 2023 Common Stock 100,000 $2.35 Direct F2
holding KNW Option to Purchase Common Stock 100,000 15 Mar 2023 Common Stock 100,000 $2.09 Direct F3
holding KNW Option to Purchase Common Stock 600,000 15 Mar 2023 Common Stock 600,000 $1.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest quarterly over four years. No vesting during first 6 months.
F2 Options vest upon FDA approval
F3 Options vest quarterly over four years.