Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | KNW | Common Stock | 541K | Dec 14, 2022 | Direct | ||||||
holding | KNW | Common Stock | 8.33K | Dec 14, 2022 | . | F1 | |||||
holding | KNW | Common Stock | 1.47K | Dec 14, 2022 | . | F2 | |||||
holding | KNW | Common Stock | 20.3K | Dec 14, 2022 | . | F3 | |||||
holding | KNW | Common Stock | 910K | Dec 14, 2022 | . | F4 | |||||
holding | KNW | Common Stock | 2.01K | Dec 14, 2022 | . | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KNW | Option to Purchase Common Stock | Award | $0 | +1M | $0.00 | 1M | Dec 14, 2022 | Common Stock | 1M | $1.41 | Direct | F9 | |
holding | KNW | Warrant to Purchase Common Stock | 855K | Dec 14, 2022 | Common Stock | 855K | $0.50 | Direct | F6 | |||||
holding | KNW | Warrant to Purchase Common Stock | 1.04M | Dec 14, 2022 | Common Stock | 1.04M | $0.50 | . | F4, F6 | |||||
holding | KNW | Option to Purchase Common Stock | 1.2M | Dec 14, 2022 | Common Stock | 1.2M | $1.10 | Direct | F7 | |||||
holding | KNW | Warrant to Purchase Common Stock | 2M | Dec 14, 2022 | Common Stock | 2M | $1.53 | Direct | F6 | |||||
holding | KNW | Option to Purchase Common Stock | 3.73M | Dec 14, 2022 | Common Stock | 3.73M | $1.53 | Direct | F8 | |||||
holding | KNW | Option to Purchase Common Stock | 1M | Dec 14, 2022 | Common Stock | 1M | $2.09 | Direct | F9 |
Id | Content |
---|---|
F1 | Held by Dia Armenta, the Reporting Person's wife. |
F2 | Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife. |
F3 | Held by Juliz Limited Partnership- Family LP. |
F4 | Held by J3E2A2Z Limited Partnership. |
F5 | Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife. |
F6 | Price subject to adjustment. |
F7 | Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market). |
F8 | Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. |
F9 | Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. |