Phillip John Kardis II - 04 Feb 2022 Form 4 Insider Report for CHIMERA INVESTMENT CORP (CIM)

Role
Chief Legal Officer
Signature
/s/ PHILLIP JOHN KARDIS II
Issuer symbol
CIM
Transactions as of
04 Feb 2022
Net transactions value
-$490,576
Form type
4
Filing time
08 Feb 2022, 15:36:04 UTC
Previous filing
04 Jan 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIM Common Stock Award $0 +33,623 +13% $0.000000 297,851 04 Feb 2022 Direct F1, F2, F3
transaction CIM Common Stock Tax liability $490,576 -34,330 -12% $14.29 263,521 04 Feb 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.
F2 Each PSU has the economic equivalent of one share of Chimera common stock.
F3 Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
F4 Shares reported were withheld for payment of taxes associated with the vesting of prior grants of PSUs and RSUs and Medicare taxes associated with the deferred stock units.