Phillip John Kardis II - Feb 4, 2022 Form 4 Insider Report for CHIMERA INVESTMENT CORP (CIM)

Role
Chief Legal Officer
Signature
/s/ PHILLIP JOHN KARDIS II
Stock symbol
CIM
Transactions as of
Feb 4, 2022
Transactions value $
-$490,576
Form type
4
Date filed
2/8/2022, 03:36 PM
Previous filing
Jan 4, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIM Common Stock Award $0 +33.6K +12.72% $0.00 298K Feb 4, 2022 Direct F1, F2, F3
transaction CIM Common Stock Tax liability -$491K -34.3K -11.53% $14.29 264K Feb 4, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.
F2 Each PSU has the economic equivalent of one share of Chimera common stock.
F3 Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
F4 Shares reported were withheld for payment of taxes associated with the vesting of prior grants of PSUs and RSUs and Medicare taxes associated with the deferred stock units.