| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CIM | Common Stock | Award | $0 | +34K | +3.05% | $0.00 | 1.15M | Feb 4, 2022 | Direct | F1, F2, F3 |
| transaction | CIM | Common Stock | Tax liability | -$146K | -10.2K | -0.89% | $14.29 | 1.14M | Feb 4, 2022 | Direct | F4 |
| holding | CIM | Common Stock | 43.2K | Feb 4, 2022 | By 401(k) Plan | ||||||
| holding | CIM | Common Stock | 3.99K | Feb 4, 2022 | By Ish Marria | F5 | |||||
| holding | CIM | Common Stock | 3.99K | Feb 4, 2022 | By Sana Marria | F5 | |||||
| holding | CIM | 8.00% Series A Cumulative Redeemable Preferred Stock | 3K | Feb 4, 2022 | By Spouse | F5 |
| Id | Content |
|---|---|
| F1 | Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022. |
| F2 | Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service. |
| F3 | Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock |
| F4 | Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs and Medicare taxes associated with the deferred stock units. |
| F5 | The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |