MOHIT MARRIA - 04 Feb 2022 Form 4 Insider Report for CHIMERA INVESTMENT CORP (CIM)

Signature
/s/ MOHIT MARRIA
Issuer symbol
CIM
Transactions as of
04 Feb 2022
Net transactions value
-$145,715
Form type
4
Filing time
08 Feb 2022, 15:31:32 UTC
Previous filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIM Common Stock Award $0 +33,962 +3% $0.000000 1,148,979 04 Feb 2022 Direct F1, F2, F3
transaction CIM Common Stock Tax liability $145,715 -10,197 -0.89% $14.29 1,138,782 04 Feb 2022 Direct F4
holding CIM Common Stock 43,236 04 Feb 2022 By 401(k) Plan
holding CIM Common Stock 3,987 04 Feb 2022 By Ish Marria F5
holding CIM Common Stock 3,987 04 Feb 2022 By Sana Marria F5
holding CIM 8.00% Series A Cumulative Redeemable Preferred Stock 3,000 04 Feb 2022 By Spouse F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.
F2 Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service.
F3 Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock
F4 Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs and Medicare taxes associated with the deferred stock units.
F5 The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.