Timothy Francis McCourt - Mar 15, 2024 Form 4/A Insider Report for CME GROUP INC. (CME)

Role
Sr MD Global Head Equity & FX
Signature
By: Jenelle Chalmers For: Timothy Francis McCourt
Stock symbol
CME
Transactions as of
Mar 15, 2024
Transactions value $
$37,628
Form type
4/A
Date filed
4/3/2024, 05:49 PM
Date Of Original Report
Mar 19, 2024
Previous filing
Mar 22, 2024
Next filing
Sep 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CME Common Stock Class A Award $121K +556 +8.86% $217.50 6.83K Mar 15, 2024 Direct F1, F2, F3
transaction CME Common Stock Class A Tax liability -$61.8K -284 -4.16% $217.50 6.55K Mar 15, 2024 Direct F3, F4
transaction CME Common Stock Class A Tax liability -$21.5K -99 -1.51% $217.50 6.45K Mar 15, 2024 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being amended to include the correct transaction code which was incorrectly reported on the original filing due to clerical error.
F2 Represents shares earned from a 2020 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2021-2023.
F3 The amount of shares beneficially owned also has been adjusted to reflect the sale of 35 shares that was reported on the Form 4 filed on March 22, 2024.
F4 Mr. McCourt surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F5 Mr. McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2024.