Key facts
- This page summarizes Derek Louis Sammann's Form 5 filing for CME GROUP INC. (CME).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Feb 2022, 20:54.
Key filing fact
Ownership activity is grounded in SEC Form 5 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Gift
Gift
Gift
Gift
Gift
Gift
No transaction description listed
No transaction description listed
Additional SEC filing notes
Footnote F1
This transaction represented a gift of securities from the reporting person to his spouse on May 26, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
Footnote F2
This transaction represented a gift of securities from the reporting person to his spouse on December 13, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
Footnote F3
This transaction represented a gift of securities from the reporting person to his spouse on December 14, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
Footnote F4
This Form 5 is being filed to correct the number of shares held directly by Mr. Sammann and indirectly by Mr. Sammann's spouse.
Footnote F5
This Form 5 is being filed to correctly report the number of shares held by Mr. Sammann's children. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.