Derek Louis Sammann - 31 Dec 2021 Form 5 Insider Report for CME GROUP INC. (CME)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
14 Feb 2022, 20:54:46 UTC
Prior SEC filing
03 Dec 2021
Next SEC filing
17 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: Margaret Austin Wright For: Derek Louis Sammann

Key filing fact

Derek Louis Sammann filed Form 5 for CME GROUP INC. (CME) on 14 Feb 2022.

Key facts

  • This page summarizes Derek Louis Sammann's Form 5 filing for CME GROUP INC. (CME).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Feb 2022, 20:54.

Change

  • Previous filing in this sequence was filed on 03 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
-4,822
Change %
-30%
Price
$0.000000
Shares after
11,507
Date
26 May 2021
Ownership
Direct
Footnotes
F1
CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
+4,822
Change %
+48%
Price
$0.000000
Shares after
14,960
Date
26 May 2021
Ownership
by Spouse
Footnotes
F1
CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
-2,353
Change %
-20%
Price
$0.000000
Shares after
9,154
Date
13 Dec 2021
Ownership
Direct
Footnotes
F2
CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
+2,353
Change %
+16%
Price
$0.000000
Shares after
17,313
Date
13 Dec 2021
Ownership
by Spouse
Footnotes
F2
CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
-20
Change %
-0.22%
Price
$0.000000
Shares after
9,134
Date
14 Dec 2021
Ownership
Direct
Footnotes
F3
CME transaction

Common Stock Class A

Gift

Transaction value
$0
Shares
+20
Change %
+0.12%
Price
$0.000000
Shares after
17,333
Date
14 Dec 2021
Ownership
by Spouse
Footnotes
F3, F4
CME holding

Common Stock Class A

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,793
Date
31 Dec 2021
Ownership
by Children
Footnotes
F5
CME holding

Common Stock Class A

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,517
Date
31 Dec 2021
Ownership
by Trust
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This transaction represented a gift of securities from the reporting person to his spouse on May 26, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Footnote F2

This transaction represented a gift of securities from the reporting person to his spouse on December 13, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Footnote F3

This transaction represented a gift of securities from the reporting person to his spouse on December 14, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Footnote F4

This Form 5 is being filed to correct the number of shares held directly by Mr. Sammann and indirectly by Mr. Sammann's spouse.

Footnote F5

This Form 5 is being filed to correctly report the number of shares held by Mr. Sammann's children. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .