Jack J. Tobin - Mar 15, 2020 Form 4/A - Amendment Insider Report for CME GROUP INC. (CME)

Role: MD Chief Accounting Officer, MD Chief Accounting Officer
Signature: By: Margaret Austin Wright For: Jack J Tobin
Stock symbol: CME
Transactions as of: Mar 15, 2020
Transactions value $: -$52,783
Form type: 4/A - Amendment
Date filed: 2/14/2022, 07:39 PM
Date Of Original Report: Mar 15, 2020
Next filing: Sep 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CME	Common Stock Class A	Gift	$0	-100	-0.56%	$0.00	17.7K	Feb 25, 2020	Direct	F1, F2
transaction	CME	Common Stock Class A	Award	$0	+494	+2.78%	$0.00	18.2K	Mar 15, 2020	Direct	F3, F4
transaction	CME	Common Stock Class A	Tax liability	-$26.4K	-145	-0.79%	$182.01	18.1K	Mar 15, 2020	Direct	F5, F6
transaction	CME	Common Stock Class A	Award	$0	+494	+2.73%	$0.00	18.6K	Mar 15, 2020	Direct	F3, F7
transaction	CME	Common Stock Class A	Tax liability	-$26.4K	-145	-0.78%	$182.01	18.4K	Mar 15, 2020	Direct	F5, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household.
F2	The original Form 4 filed on March 15, 2020 incorrectly reported 17,208 shares held directly. This amendment is being filed to correctly report the amount as 17,747 shares held directly.
F3	Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019.
F4	The original Form 4 filed on March 15, 2020 incorrectly reported 17,702 shares held directly. This amendment is being filed to correctly report the amount as 18,241 shares held directly.
F5	Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F6	The original Form 4 filed on March 15, 2020 incorrectly reported 17,557 shares held directly. This amendment is being filed to correctly report the amount as 18,096 shares held directly.
F7	The original Form 4 filed on March 15, 2020 incorrectly reported 18,051 shares held directly. This amendment is being filed to correctly report the amount as 18,590 shares held directly.
F8	The original Form 4 filed on March 15, 2020 incorrectly reported 17,906 shares held directly. This amendment is being filed to correctly report the amount as 18,445 shares held directly.