Jack J. Tobin - Mar 15, 2020 Form 4/A - restatement Insider Report for CME GROUP INC. (CME)

Role
MD Chief Accounting Officer, MD Chief Accounting Officer
Signature
By: Margaret Austin Wright For: Jack J Tobin
Stock symbol
CME
Transactions as of
Mar 15, 2020
Transactions value $
-$52,783
Form type
4/A - RESTATEMENT
Date filed
2/14/2022, 07:39 PM
Date Of Original Report
Mar 15, 2020
Next filing
Sep 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction CME Common Stock Class A -Gift $0 -100 -0.56% $0.00 17,747 Feb 25, 2020 Direct F1, F2
transaction CME Common Stock Class A +Grant/Award $0 +494 +2.78% $0.00 18,241 Mar 15, 2020 Direct F3, F4
transaction CME Common Stock Class A -Tax liability -$26,391 -145 -0.79% $182.01 18,096 Mar 15, 2020 Direct F5, F6
transaction CME Common Stock Class A +Grant/Award $0 +494 +2.73% $0.00 18,590 Mar 15, 2020 Direct F3, F7
transaction CME Common Stock Class A -Tax liability -$26,391 -145 -0.78% $182.01 18,445 Mar 15, 2020 Direct F5, F8

Explanation of Responses:

Id Content
F1 This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household.
F2 The original Form 4 filed on March 15, 2020 incorrectly reported 17,208 shares held directly. This amendment is being filed to correctly report the amount as 17,747 shares held directly.
F3 Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019.
F4 The original Form 4 filed on March 15, 2020 incorrectly reported 17,702 shares held directly. This amendment is being filed to correctly report the amount as 18,241 shares held directly.
F5 Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F6 The original Form 4 filed on March 15, 2020 incorrectly reported 17,557 shares held directly. This amendment is being filed to correctly report the amount as 18,096 shares held directly.
F7 The original Form 4 filed on March 15, 2020 incorrectly reported 18,051 shares held directly. This amendment is being filed to correctly report the amount as 18,590 shares held directly.
F8 The original Form 4 filed on March 15, 2020 incorrectly reported 17,906 shares held directly. This amendment is being filed to correctly report the amount as 18,445 shares held directly.