Ronald W. Penczek - Mar 1, 2022 Form 4 Insider Report for Anthem, Inc. (ELV)

Role
CAO & Controller
Signature
/s/ Kathleen S. Kiefer, Attorney in fact
Stock symbol
ELV
Transactions as of
Mar 1, 2022
Transactions value $
-$856,640
Form type
4
Date filed
3/3/2022, 05:06 PM
Previous filing
Feb 8, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ELV Common Stock Tax liability -$167K -369 -18.34% $451.50 1.64K Mar 1, 2022 Direct F1
transaction ELV Common Stock Award $0 +222 +13.51% $0.00 1.87K Mar 1, 2022 Direct F2
transaction ELV Common Stock Award $0 +953 +51.1% $0.00 2.82K Mar 1, 2022 Direct F3
transaction ELV Common Stock Tax liability -$24.1K -52 -1.85% $463.49 2.77K Mar 2, 2022 Direct F1
transaction ELV Common Stock Options Exercise $136K +438 +15.84% $311.48 3.2K Mar 3, 2022 Direct
transaction ELV Common Stock Options Exercise $177K +653 +20.38% $271.27 3.86K Mar 3, 2022 Direct
transaction ELV Common Stock Options Exercise $144K +468 +12.13% $307.68 4.33K Mar 3, 2022 Direct
transaction ELV Common Stock Sale -$1.12M -2.42K -56.02% $463.68 1.9K Mar 3, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ELV Employee Stock Option (Right to Buy) Award $0 +882 $0.00 882 Mar 1, 2022 Common Stock 882 $451.50 Direct F5
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -438 -33.31% $0.00 877 Mar 3, 2022 Common Stock 438 $311.48 Direct F6
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -653 -49.96% $0.00 654 Mar 3, 2022 Common Stock 653 $271.27 Direct F7
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -468 -100% $0.00* 0 Mar 3, 2022 Common Stock 468 $307.68 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
F2 Represents restricted share units. Restrictions lapse as follows: 74 shares each on 3/1/2023, 3/1/2024 and 3/1/2025.
F3 Represents performance based restricted share units. Restrictions lapse on 3/1/2022.
F4 This transaction was executed in multiple trades at prices ranging from $463.57 to $463.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The option represents a right to purchase a total of 882 shares, and is exercisable in three annual installments of 294 shares each, beginning on 3/1/2023, which is the one-year anniversary of the option grant date.
F6 The option represents a right to purchase a total of 1,315 shares, and is exercisable in three annual installments, with two installments of 438 shares each and one installment of 439 shares, beginning on 3/1/2022, which is the one-year anniversary of the option grant date.
F7 The option represents a right to purchase a total of 1,960 shares, and is exercisable in three annual installments, with two installments of 653 shares each and one installment of 654 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.
F8 The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.