Ronald W. Penczek - 01 Mar 2022 Form 4 Insider Report for Anthem, Inc. (ELV)

Role
CAO & Controller
Signature
/s/ Kathleen S. Kiefer, Attorney in fact
Issuer symbol
ELV
Transactions as of
01 Mar 2022
Net transactions value
-$856,640
Form type
4
Filing time
03 Mar 2022, 17:06:34 UTC
Previous filing
08 Feb 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ELV Common Stock Tax liability $166,604 -369 -18% $451.50 1,643 01 Mar 2022 Direct F1
transaction ELV Common Stock Award $0 +222 +14% $0.000000 1,865 01 Mar 2022 Direct F2
transaction ELV Common Stock Award $0 +953 +51% $0.000000 2,818 01 Mar 2022 Direct F3
transaction ELV Common Stock Tax liability $24,101 -52 -1.8% $463.49 2,766 02 Mar 2022 Direct F1
transaction ELV Common Stock Options Exercise $136,428 +438 +16% $311.48 3,204 03 Mar 2022 Direct
transaction ELV Common Stock Options Exercise $177,139 +653 +20% $271.27 3,857 03 Mar 2022 Direct
transaction ELV Common Stock Options Exercise $143,994 +468 +12% $307.68 4,325 03 Mar 2022 Direct
transaction ELV Common Stock Sale $1,123,497 -2,423 -56% $463.68 1,902 03 Mar 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ELV Employee Stock Option (Right to Buy) Award $0 +882 $0.000000 882 01 Mar 2022 Common Stock 882 $451.50 Direct F5
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -438 -33% $0.000000 877 03 Mar 2022 Common Stock 438 $311.48 Direct F6
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -653 -50% $0.000000 654 03 Mar 2022 Common Stock 653 $271.27 Direct F7
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -468 -100% $0.000000* 0 03 Mar 2022 Common Stock 468 $307.68 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
F2 Represents restricted share units. Restrictions lapse as follows: 74 shares each on 3/1/2023, 3/1/2024 and 3/1/2025.
F3 Represents performance based restricted share units. Restrictions lapse on 3/1/2022.
F4 This transaction was executed in multiple trades at prices ranging from $463.57 to $463.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The option represents a right to purchase a total of 882 shares, and is exercisable in three annual installments of 294 shares each, beginning on 3/1/2023, which is the one-year anniversary of the option grant date.
F6 The option represents a right to purchase a total of 1,315 shares, and is exercisable in three annual installments, with two installments of 438 shares each and one installment of 439 shares, beginning on 3/1/2022, which is the one-year anniversary of the option grant date.
F7 The option represents a right to purchase a total of 1,960 shares, and is exercisable in three annual installments, with two installments of 653 shares each and one installment of 654 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.
F8 The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.