John E. Gallina - May 24, 2021 Form 4 Insider Report for Anthem, Inc. (ELV)

Role
EVP & Chief Financial Officer
Signature
/s/ Kathleen S. Kiefer, Attorney in fact
Stock symbol
ELV
Transactions as of
May 24, 2021
Transactions value $
-$9,949,056
Form type
4
Date filed
5/26/2021, 04:31 PM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ELV Common Stock Options Exercise $849K +5.78K +10.63% $146.93 60.1K May 24, 2021 Direct
transaction ELV Common Stock Options Exercise $259K +1.96K +3.26% $131.80 62.1K May 24, 2021 Direct
transaction ELV Common Stock Options Exercise $535K +4.04K +6.51% $132.51 66.1K May 24, 2021 Direct
transaction ELV Common Stock Options Exercise $3.32M +19.9K +30.12% $166.97 86K May 24, 2021 Direct
transaction ELV Common Stock Options Exercise $3.43M +14.8K +17.16% $232.04 101K May 24, 2021 Direct
transaction ELV Common Stock Sale -$7.01M -17.8K -17.68% $393.56 82.9K May 24, 2021 Direct F1, F2
transaction ELV Common Stock Sale -$3.22M -8.16K -9.84% $394.62 74.8K May 24, 2021 Direct F1, F3
transaction ELV Common Stock Sale -$6.04M -15.3K -20.41% $395.67 59.5K May 24, 2021 Direct F1, F4
transaction ELV Common Stock Sale -$436K -1.1K -1.85% $396.50 58.4K May 24, 2021 Direct F1, F5
transaction ELV Common Stock Sale -$1.63M -4.1K -7.02% $397.91 54.3K May 24, 2021 Direct F1, F6
transaction ELV Common Stock Gift $0 -3.3K -6.08% $0.00 51K May 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -5.78K -100% $0.00* 0 May 24, 2021 Common Stock 5.78K $146.93 Direct F7
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -1.96K -100% $0.00* 0 May 24, 2021 Common Stock 1.96K $131.80 Direct F8
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -4.04K -100% $0.00* 0 May 24, 2021 Common Stock 4.04K $132.51 Direct F9
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -19.9K -100% $0.00* 0 May 24, 2021 Common Stock 19.9K $166.97 Direct F10
transaction ELV Employee Stock Option (Right to Buy) Options Exercise $0 -14.8K -100% $0.00* 0 May 24, 2021 Common Stock 14.8K $232.04 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $393.17 to $394.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $394.18 to $395.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $395.23 to $396.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $396.23 to $396.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $397.50 to $398.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The option represents a right to purchase a total of 5,775 shares and is exercisable in six semi-annual installments, with three installments of 962 shares each and three installments of 963 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.
F8 The option represents a right to purchase a total of 5,883 shares and is exercisable in six semi-annual installments, with three installments of 980 shares each and three installments of 981 shares each beginning on September 1, 2016, which is the six-month anniversary of the date on which the option was granted.
F9 The option represents a right to purchase a total of 8,074 shares and is exercisable in six semi-annual installments, with two installments of 1,345 shares each and four installments of 1,346 shares each beginning on December 1, 2016, which is the six-month anniversary of the date on which the option was granted.
F10 The option represents a right to purchase a total of 19,908 shares and is exercisable in six semi-annual installments of 3,318 shares each beginning on September 1, 2017, which is the six-month anniversary of the date on which the option was granted.
F11 The option represents a right to purchase a total of 14,761 shares and is exercisable in six semi-annual installments, with five installments of 2,460 shares each and one installment of 2,461 shares beginning on September 1, 2018, which is the six-month anniversary of the date on which the option was granted.