Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLD | Common Stock | Other | -404K | -19.91% | 1.63M | Jun 18, 2024 | See Footnote | F1, F2 | ||
holding | APLD | Common Stock | 17.6M | Jun 18, 2024 | See Footnote. | F3 | |||||
holding | APLD | Common Stock | 3.96M | Jun 18, 2024 | Direct | F4 |
Id | Content |
---|---|
F1 | The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares. |
F2 | The 1,626,453 shares are held by 272 Capital. |
F3 | Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
F4 | Includes 742,166 shares held in the Reporting Person's IRA. |