| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLD | Common Stock | Sale | $139,200 | -30,000 | -11% | $4.64 | 238,630 | 27 Nov 2023 | Footnote | F1, F2 |
| transaction | APLD | Common Stock | Sale | $212,400 | -45,000 | -19% | $4.72 | 193,630 | 28 Nov 2023 | Footnote | F2, F3 |
| transaction | APLD | Common Stock | Sale | $73,050 | -15,000 | -7.7% | $4.87 | 178,630 | 29 Nov 2023 | Footnote | F2, F4 |
| holding | APLD | Common Stock | 109,876 | 27 Nov 2023 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.62 to $4.68. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
| F2 | Held by the Moore Family Trust, of which Virginia Moore is a trustee. |
| F3 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.63 to $4.88. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
| F4 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.70 to $4.93. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
| F5 | Includes unvested shares of restricted stock that would be forfeited upon the reporting person's termination of service on the Issuer's Board of Directors. |