Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLD | Common Stock | Purchase | $79.3K | +25K | +1.34% | $3.17 | 1.9M | Feb 10, 2023 | See Footnote | F3, F4 |
holding | APLD | Common Stock | 3.71M | Feb 10, 2023 | Direct | F1 | |||||
holding | APLD | Common Stock | 17.6M | Feb 10, 2023 | See Footnote. | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | APLD | Restricted Stock Unit | 417K | Feb 10, 2023 | Common Stock | 417K | Direct | F5, F6 |
Id | Content |
---|---|
F1 | Includes (i) 62,500 shares of restricted stock which will vest on April 1, 2023, and (ii) 742,166 shares held in the Reporting Person's IRA. |
F2 | Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
F3 | Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.15 to $3.22. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
F4 | Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
F5 | Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
F6 | 83,333 RSUs will vest on August 5, 2023, August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on February 5, 2024 and August 5, 2025. |