Michael Miebach - 27 Jan 2023 Form 4 Insider Report for Mastercard Inc (MA)

Signature
/s/ Craig Brown, as attorney-in-fact for Michael Miebach, pursuant to a power of attorney dated March 19, 2019
Issuer symbol
MA
Transactions as of
27 Jan 2023
Net transactions value
-$4,503,784
Form type
4
Filing time
30 Jan 2023, 15:16:54 UTC
Previous filing
03 Mar 2022
Next filing
03 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MA Class A Common Stock Options Exercise $1,915,110 +17,052 +48% $112.31 52,596 27 Jan 2023 Direct F1
transaction MA Class A Common Stock Sale $755,669 -2,021 -3.8% $373.91 50,575 27 Jan 2023 Direct F1, F2
transaction MA Class A Common Stock Sale $1,089,526 -2,905 -5.7% $375.05 47,670 27 Jan 2023 Direct F1, F3
transaction MA Class A Common Stock Sale $1,642,339 -4,368 -9.2% $375.99 43,302 27 Jan 2023 Direct F1, F4
transaction MA Class A Common Stock Sale $1,394,271 -3,699 -8.5% $376.93 39,603 27 Jan 2023 Direct F1, F5
transaction MA Class A Common Stock Sale $778,434 -2,059 -5.2% $378.06 37,544 27 Jan 2023 Direct F1, F6
transaction MA Class A Common Stock Sale $568,545 -1,500 -4% $379.03 36,044 27 Jan 2023 Direct F1, F7
transaction MA Class A Common Stock Sale $190,109 -500 -1.4% $380.22 35,544 27 Jan 2023 Direct F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MA Employee Stock Option (right to buy) Options Exercise $0 -17,052 -42% $0.000000 23,552 27 Jan 2023 Class A Common Stock 17,052 $112.31 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 29, 2022.
F2 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.40 to $374.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.49 to $375.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.50 to $376.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.54 to $377.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.56 to $378.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.67 to $379.58. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F8 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.83 to $380.50. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F9 The reporting person was awarded 47,104 employee stock options on March 1, 2017, which had fully vested.