Ajay Bhalla - Jan 9, 2023 Form 4 Insider Report for Mastercard Inc (MA)

Role
President Cyber & Intelligence
Signature
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajay Bhalla pursuant to a power of attorney dated April 23, 2019.
Stock symbol
MA
Transactions as of
Jan 9, 2023
Transactions value $
-$4,536,881
Form type
4
Date filed
1/10/2023, 03:23 PM
Previous filing
Aug 11, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MA Class A Common Stock Options Exercise $736K +14.2K +417% $51.83 17.6K Jan 9, 2023 Direct F1
transaction MA Class A Common Stock Sale -$4.86M -13.1K -74.41% $371.22 4.51K Jan 9, 2023 Direct F1, F2
transaction MA Class A Common Stock Sale -$112K -300 -6.66% $371.92 4.21K Jan 9, 2023 Direct F1, F3
transaction MA Class A Common Stock Sale -$298K -800 -19.02% $372.87 3.41K Jan 9, 2023 Direct F1
holding MA Class A Common Stock 119K Jan 9, 2023 See footnote below F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MA Employee Stock Option (right to buy) Options Exercise $0 -14.2K -100% $0.00* 0 Jan 9, 2023 Class A Common Stock 14.2K $51.83 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on September 14, 2022.
F2 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.70 to $371.64. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.72 to $372.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The shares are directly held by a family-owned company, controlled by the reporting person.
F5 The reporting person was awarded 14,200 employee stock options on March 1, 2013, which had fully vested.