Ajay Banga - 14 Jul 2021 Form 4 Insider Report for Mastercard Inc (MA)

Role
Executive Chairman, Director
Signature
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014
Issuer symbol
MA
Transactions as of
14 Jul 2021
Net transactions value
-$18,757,033
Form type
4
Filing time
15 Jul 2021, 17:56:34 UTC
Previous filing
18 May 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MA Class A Common Stock Options Exercise $4,663,200 +60,000 +23% $77.72 317,776 14 Jul 2021 Direct F1
transaction MA Class A Common Stock Sale $23,381,126 -59,900 -19% $390.34 257,876 14 Jul 2021 Direct F1, F2
transaction MA Class A Common Stock Sale $39,107 -100 -0.04% $391.07 257,776 14 Jul 2021 Direct F1
holding MA Class A Common Stock 33,142 14 Jul 2021 By Trust (Spouse)
holding MA Class A Common Stock 76,051 14 Jul 2021 By GRAT
holding MA Class A Common Stock 35,487 14 Jul 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MA Employee Stock Option (right to buy) Options Exercise $0 -60,000 -36% $0.000000 107,412 14 Jul 2021 Class A Common Stock 60,000 $77.72 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $390.00 to $390.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested.