Ann Cairns - 13 Jul 2021 Form 4 Insider Report for Mastercard Inc (MA)

Role
Vice Chairman
Signature
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ann Cairns pursuant to a power of attorney dated April 23, 2019
Issuer symbol
MA
Transactions as of
13 Jul 2021
Net transactions value
-$4,417,313
Form type
4
Filing time
14 Jul 2021, 16:27:09 UTC
Previous filing
28 Jun 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MA Class A Common Stock Options Exercise $1,369,706 +15,197 +13% $90.13 129,443 13 Jul 2021 Direct F1
transaction MA Class A Common Stock Sale $3,597,813 -9,454 -7.3% $380.56 119,989 13 Jul 2021 Direct F1, F2
transaction MA Class A Common Stock Sale $2,189,206 -5,743 -4.8% $381.20 114,246 13 Jul 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MA Employee Stock Option (right ro buy) Options Exercise $0 -15,197 -45% $0.000000 18,797 13 Jul 2021 Class A Common Stock 15,197 $90.13 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $380.00 to $380.945. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $381.00 to $381.52. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.