Steven H. Collis - Aug 8, 2023 Form 4 Insider Report for AMERISOURCEBERGEN CORP (ABC)

Role
Chairman, President & CEO, Director
Signature
/s/ Elizabeth S. Campbell, attorney-in-fact for Steven H. Collis
Stock symbol
ABC
Transactions as of
Aug 8, 2023
Transactions value $
-$1,140,821
Form type
4
Date filed
8/9/2023, 04:07 PM
Previous filing
Jul 12, 2023
Next filing
Sep 13, 2023
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABC Non-qualified Stock Option (Right to Buy) Options Exercise $0 -10.5K -10.94% $0.00 85.5K Aug 8, 2023 Common Stock 10.5K $77.53 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective 12/13/2022 and disclosed in the Company's Form 8-K filed with the Securities and Exchange Commission on 12/16/2022.
F2 Exercisable in four equal installments on 11/15/18, 11/15/19, 11/15/20 and 11/15/21.